In Re: Libor-Based Financial
Court Docket Sheet

2016-01189 (ca2)

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1
04/18/2016
NOTICE OF CIVIL APPEAL, with district court docket, on behalf of Appellants Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. [1754528] [16-1189] [Entered: 04/20/2016 12:29 PM]
3
04/18/2016
DISTRICT COURT JUDGMENT, dated 04/11/2016, RECEIVED.[1754534] [16-1189] [Entered: 04/20/2016 12:34 PM]
2
04/18/2016
PAYMENT OF DOCKETING FEE, on behalf of Appellants Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, district court docket entry re: receipt # 0208-12194801, FILED.[1754532] [16-1189] [Entered: 04/20/2016 12:33 PM]
4
04/18/2016
ELECTRONIC INDEX, in lieu of record, FILED.[1754543] [16-1189] [Entered: 04/20/2016 12:36 PM]
11
04/29/2016
NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Bank of America, N.A. and Bank of America Corporation, FILED. Service date 04/29/2016 by CM/ECF. [1761852] [16-1189] [Entered: 04/29/2016 04:55 PM]
12
04/29/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Bank of America Corporation and Bank of America, N.A., FILED. Service date 04/29/2016 by CM/ECF. [1761865] [16-1189] [Entered: 04/29/2016 05:20 PM]
13
04/29/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Bank of America Corporation and Bank of America, N.A., FILED. Service date 04/29/2016 by CM/ECF. [1761868] [16-1189] [Entered: 04/29/2016 05:25 PM]
14
05/02/2016
ATTORNEY, Arthur Joseph Burke for Bank of America Corporation, Bank of America, N.A., in case 16-1189, [11], ADDED.[1761937] [16-1189] [Entered: 05/02/2016 07:43 AM]
15
05/02/2016
ATTORNEY, Adam Gabor Mehes for Bank of America Corporation, Bank of America, N.A., in case 16-1189, [12], ADDED.[1761938] [16-1189] [Entered: 05/02/2016 07:45 AM]
16
05/02/2016
ATTORNEY, Paul S. Mishkin for Bank of America Corporation, Bank of America, N.A., in case 16-1189, [13], ADDED.[1761939] [16-1189] [Entered: 05/02/2016 07:46 AM]
17
05/02/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Bank of America Corporation and Bank of America, N.A., FILED. Service date 05/02/2016 by CM/ECF.[1762212] [16-1189] [Entered: 05/02/2016 10:47 AM]
18
05/02/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Bank of Tokyo-Mitsubishi UFJ, Ltd., FILED. Service date 05/02/2016 by CM/ECF.[1763036] [16-1189] [Entered: 05/02/2016 05:08 PM]
19
05/02/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Bank of Tokyo-Mitsubishi UFJ, Ltd., FILED. Service date 05/02/2016 by CM/ECF. [1763040] [16-1189] [Entered: 05/02/2016 05:14 PM]
20
05/02/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., FILED. Service date 05/02/2016 by CM/ECF. [1763080] [16-1189] [Entered: 05/02/2016 09:23 PM]
21
05/02/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., FILED. Service date 05/02/2016 by CM/ECF.[1763081] [16-1189] [Entered: 05/02/2016 09:42 PM]
22
05/02/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., FILED. Service date 05/02/2016 by CM/ECF. [1763082] [16-1189] [Entered: 05/02/2016 09:45 PM]
23
05/02/2016
FORM C, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 05/02/2016 by CM/ECF.[1763087] [16-1189] [Entered: 05/02/2016 11:44 PM]
24
05/02/2016
FORM D, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 05/02/2016 by CM/ECF.[1763088] [16-1189] [Entered: 05/02/2016 11:48 PM]
25
05/03/2016
ATTORNEY, Daryl Libow for Bank of Tokyo-Mitsubishi UFJ, Ltd., in case 16-1189, [19], ADDED.[1763091] [16-1189] [Entered: 05/03/2016 07:28 AM]
26
05/03/2016
ATTORNEY, Thomas C. Rice for JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., in case 16-1189, [20], ADDED.[1763092] [16-1189] [Entered: 05/03/2016 07:29 AM]
27
05/03/2016
ATTORNEY, Alexander Nuo Li for JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., in case 16-1189, [22], ADDED.[1763093] [16-1189] [Entered: 05/03/2016 07:33 AM]
32
05/03/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee The Royal Bank of Scotland Group PLC, FILED. Service date 05/03/2016 by CM/ECF.[1763407] [16-1189] [Entered: 05/03/2016 10:55 AM]
33
05/03/2016
NEW CASE MANAGER, Deborah Holmes, ASSIGNED.[1763413] [16-1189] [Entered: 05/03/2016 10:58 AM]
35
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee The Royal Bank of Scotland Group PLC, FILED. Service date 05/03/2016 by CM/ECF. [1763437] [16-1189] [Entered: 05/03/2016 11:06 AM]
36
05/03/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Deutsche Bank AG, FILED. Service date 05/03/2016 by CM/ECF.[1763453] [16-1189] [Entered: 05/03/2016 11:16 AM]
37
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Deutsche Bank AG, FILED. Service date 05/03/2016 by CM/ECF. [1763467] [16-1189] [Entered: 05/03/2016 11:22 AM]
38
05/03/2016
ATTORNEY, Jamie Dycus for The Royal Bank of Scotland Group PLC, in case 16-1189, [35], ADDED.[1763471] [16-1189] [Entered: 05/03/2016 11:24 AM]
39
05/03/2016
ATTORNEY, Moses Silverman for Deutsche Bank AG, in case 16-1189, [37], ADDED.[1763481] [16-1189] [Entered: 05/03/2016 11:28 AM]
40
05/03/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Citibank, N.A. and Citigroup Inc., FILED. Service date 05/03/2016 by CM/ECF.[1763541] [16-1189] [Entered: 05/03/2016 12:01 PM]
41
05/03/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Royal Bank of Canada, FILED. Service date 05/03/2016 by CM/ECF.[1763827] [16-1189] [Entered: 05/03/2016 02:59 PM]
42
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 05/03/2016 by CM/ECF. [1764087] [16-1189] [Entered: 05/03/2016 05:10 PM]
43
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 05/03/2016 by CM/ECF. [1764092] [16-1189] [Entered: 05/03/2016 05:14 PM]
44
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 05/03/2016 by CM/ECF. [1764095] [16-1189] [Entered: 05/03/2016 05:18 PM]
45
05/03/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee The Norinchukin Bank, FILED. Service date 05/03/2016 by CM/ECF.[1764115] [16-1189] [Entered: 05/03/2016 06:57 PM]
46
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee The Norinchukin Bank, FILED. Service date 05/03/2016 by CM/ECF. [1764116] [16-1189] [Entered: 05/03/2016 07:00 PM]
47
05/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee The Norinchukin Bank, FILED. Service date 05/03/2016 by CM/ECF. [1764117] [16-1189] [Entered: 05/03/2016 07:12 PM]
48
05/04/2016
ATTORNEY, Elai Katz for Credit Suisse Group AG, in case 16-1189, [42], ADDED.[1764349] [16-1189] [Entered: 05/04/2016 10:23 AM]
49
05/04/2016
ATTORNEY, Jason M. Hall for Credit Suisse Group AG, in case 16-1189, [43], ADDED.[1764357] [16-1189] [Entered: 05/04/2016 10:27 AM]
50
05/04/2016
ATTORNEY, Herbert Scott Washer for Credit Suisse Group AG, in case 16-1189, [44], ADDED.[1764368] [16-1189] [Entered: 05/04/2016 10:31 AM]
51
05/04/2016
ATTORNEY, Alan M. Unger for The Norinchukin Bank, in case 16-1189, [46], ADDED.[1764378] [16-1189] [Entered: 05/04/2016 10:35 AM]
52
05/04/2016
ATTORNEY, Thomas Andrew Paskowitz for The Norinchukin Bank, in case 16-1189, [47], ADDED.[1764385] [16-1189] [Entered: 05/04/2016 10:37 AM]
53
05/04/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 05/04/2016 by CM/ECF. [1764661] [16-1189] [Entered: 05/04/2016 01:03 PM]
54
05/04/2016
ATTORNEY, Joel Kurtzberg for Credit Suisse Group AG, in case 16-1189, [53], ADDED.[1764707] [16-1189] [Entered: 05/04/2016 01:31 PM]
55
05/04/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 05/04/2016 by CM/ECF.[1764719] [16-1189] [Entered: 05/04/2016 01:35 PM]
56
05/04/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 05/04/2016 by CM/ECF.[1765200] [16-1189] [Entered: 05/04/2016 11:18 PM]
57
05/06/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 05/06/2016 by CM/ECF.[1766961] [16-1189] [Entered: 05/06/2016 04:32 PM]
58
05/06/2016
NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee WestDeutsche Immobilienbank AG and Portigon AG, FILED. Service date 05/06/2016 by CM/ECF. [1766967] [16-1189] [Entered: 05/06/2016 04:35 PM]
59
05/06/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 05/06/2016 by CM/ECF. [1766968] [16-1189] [Entered: 05/06/2016 04:35 PM]
60
05/06/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., FILED. Service date 05/06/2016 by CM/ECF. [1766973] [16-1189] [Entered: 05/06/2016 04:37 PM]
61
05/06/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee Barclays Bank PLC, FILED. Service date 05/06/2016 by CM/ECF.[1767018] [16-1189] [Entered: 05/06/2016 04:53 PM]
62
05/06/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 05/06/2016 by CM/ECF. [1767079] [16-1189] [Entered: 05/06/2016 06:11 PM]
63
05/06/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 05/06/2016 by CM/ECF. [1767083] [16-1189] [Entered: 05/06/2016 06:14 PM]
64
05/09/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee HSBC Bank PLC and HSBC Holdings PLC, FILED. Service date 05/09/2016 by CM/ECF.[1767522] [16-1189] [Entered: 05/09/2016 12:20 PM]
65
05/09/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Holdings PLC and HSBC Bank PLC, FILED. Service date 05/09/2016 by CM/ECF. [1767542] [16-1189] [Entered: 05/09/2016 12:32 PM]
66
05/09/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Holdings PLC and HSBC Bank PLC, FILED. Service date 05/09/2016 by CM/ECF. [1767744] [16-1189] [Entered: 05/09/2016 02:47 PM]
67
05/09/2016
ATTORNEY, Christopher Paparella, [58], in place of attorney Robert Frank Wise, Jr., SUBSTITUTED.[1767920] [16-1189] [Entered: 05/09/2016 04:05 PM]
68
05/09/2016
ATTORNEY, Sean M. Murphy for Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., in case 16-1189, [59], ADDED.[1767928] [16-1189] [Entered: 05/09/2016 04:09 PM]
69
05/09/2016
ATTORNEY, Mark D. Villaverde for Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., in case 16-1189, [60], ADDED.[1767933] [16-1189] [Entered: 05/09/2016 04:10 PM]
70
05/09/2016
ATTORNEY, Michael A. Brille for Barclays Bank PLC, in case 16-1189, [62], ADDED.[1767944] [16-1189] [Entered: 05/09/2016 04:14 PM]
71
05/09/2016
ATTORNEY, Leigh Nathanson for Barclays Bank PLC, in case 16-1189, [63], ADDED.[1767952] [16-1189] [Entered: 05/09/2016 04:15 PM]
72
05/09/2016
ATTORNEY, Andrew Fish for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [65], ADDED.[1767957] [16-1189] [Entered: 05/09/2016 04:18 PM]
73
05/09/2016
ATTORNEY, Roger B. Cowie for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [66], ADDED.[1767961] [16-1189] [Entered: 05/09/2016 04:20 PM]
74
05/09/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Bank PLC and HSBC Holdings PLC, FILED. Service date 05/09/2016 by CM/ECF. [1767970] [16-1189] [Entered: 05/09/2016 04:22 PM]
75
05/09/2016
ATTORNEY, Julia C. Webb for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [74], ADDED.[1768011] [16-1189] [Entered: 05/09/2016 04:36 PM]
76
05/09/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Holdings PLC and HSBC Bank PLC, FILED. Service date 05/09/2016 by CM/ECF. [1768045] [16-1189] [Entered: 05/09/2016 04:58 PM]
77
05/10/2016
ATTORNEY, James Matthew Goodin for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [76], ADDED.[1768303] [16-1189] [Entered: 05/10/2016 10:19 AM]
78
05/12/2016
NOTICE OF APPEARANCE AS SUBSTITUTE COUNSEL, on behalf of Appellee Lloyds Banking Group PLC and HBOS PLC, FILED. Service date 05/12/2016 by CM/ECF. [1770993] [16-1189] [Entered: 05/12/2016 02:58 PM]
79
05/12/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 05/12/2016 by CM/ECF. [1770997] [16-1189] [Entered: 05/12/2016 02:59 PM]
80
05/12/2016
ATTORNEY, Neal Kumar Katyal, [78], in place of attorney Lisa J. Fried, SUBSTITUTED.[1771083] [16-1189] [Entered: 05/12/2016 03:52 PM]
81
05/12/2016
ATTORNEY, Eugene Alexis Sokoloff for HBOS PLC Lloyds Banking Group PLC, in case 16-1189, [79], ADDED.[1771087] [16-1189] [Entered: 05/12/2016 03:55 PM]
82
05/12/2016
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 05/12/2016 by CM/ECF.[1771090] [16-1189] [Entered: 05/12/2016 03:58 PM]
83
05/12/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lloyds Banking Group PLC, HBOS PLC and HBOS PLC, FILED. Service date 05/12/2016 by CM/ECF. [1771121] [16-1189] [Entered: 05/12/2016 04:14 PM]
84
05/12/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Lloyds Banking Group PLC, HBOS PLC and HBOS PLC, FILED. Service date 05/12/2016 by CM/ECF. [1771132] [16-1189] [Entered: 05/12/2016 04:18 PM]
85
05/12/2016
ATTORNEY, Marc J. Gottridge for HBOS PLC Lloyds Banking Group PLC, in case 16-1189, [83], ADDED.[1771144] [16-1189] [Entered: 05/12/2016 04:22 PM]
86
05/12/2016
ATTORNEY, Benjamin Fleming for HBOS PLC Lloyds Banking Group PLC, in case 16-1189, [84], ADDED.[1771155] [16-1189] [Entered: 05/12/2016 04:26 PM]
88
05/26/2016
LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, informing Court of proposed due date 08/15/2016, RECEIVED. Service date 05/26/2016 by CM/ECF.[1781203] [16-1189] [Entered: 05/26/2016 11:12 PM]
91
05/27/2016
SO-ORDERED SCHEDULING NOTIFICATION, setting Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust Brief due date as 08/15/2016. Joint Appendix due date as 08/15/2016, FILED.[1781763] [16-1189] [Entered: 05/27/2016 01:58 PM]
92
06/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 06/03/2016 by CM/ECF. [1785793] [16-1189] [Entered: 06/03/2016 12:33 PM]
93
06/03/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 06/03/2016 by CM/ECF. [1785800] [16-1189] [Entered: 06/03/2016 12:37 PM]
94
06/03/2016
ATTORNEY, Michael J. Miarmi for Schwab Cash Reserves Schwab Total Bond Market Fund Schwab Short-Term Bond Market Fund Schwab Value Advantage Money Fund Schwab U.S. Dollar Liquid Assets Fund Schwab Retirement Advantage Money Fund Charles Schwab Corporation Charles Schwab & Co., Inc. Schwab Money Market Fund Schwab YieldPlus Fund Liquidation Trust Charles Schwab Bank, N.A. Schwab Advisor Cash Reserves Schwab YieldPlus Fund Schwab Investor Money Fund, in case 16-1189, [92], ADDED.[1785853] [16-1189] [Entered: 06/03/2016 01:16 PM]
95
06/03/2016
ATTORNEY, Brendan P. Glackin for Schwab Cash Reserves Schwab Total Bond Market Fund Schwab Short-Term Bond Market Fund Schwab Value Advantage Money Fund Schwab U.S. Dollar Liquid Assets Fund Schwab Retirement Advantage Money Fund Charles Schwab Corporation Charles Schwab & Co., Inc. Schwab Money Market Fund Schwab YieldPlus Fund Liquidation Trust Charles Schwab Bank, N.A. Schwab Advisor Cash Reserves Schwab YieldPlus Fund Schwab Investor Money Fund, in case 16-1189, [93], ADDED.[1785858] [16-1189] [Entered: 06/03/2016 01:19 PM]
96
07/08/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 07/08/2016 by CM/ECF. [1811192] [16-1189] [Entered: 07/08/2016 03:12 PM]
97
07/08/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 07/08/2016 by CM/ECF. [1811201] [16-1189] [Entered: 07/08/2016 03:14 PM]
98
07/08/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 07/08/2016 by CM/ECF. [1811210] [16-1189] [Entered: 07/08/2016 03:17 PM]
99
07/08/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Barclays Bank PLC, FILED. Service date 07/08/2016 by CM/ECF. [1811220] [16-1189] [Entered: 07/08/2016 03:19 PM]
100
07/13/2016
ATTORNEY, Yvonne S. Quinn for Barclays Bank PLC, in case 16-1189, [96], ADDED.[1814165] [16-1189] [Entered: 07/13/2016 10:55 AM]
101
07/13/2016
ATTORNEY, David H. Braff for Barclays Bank PLC, in case 16-1189, [97], ADDED.[1814171] [16-1189] [Entered: 07/13/2016 10:58 AM]
102
07/13/2016
ATTORNEY, Jeffrey Thomas Scott for Barclays Bank PLC, in case 16-1189, [98], ADDED.[1814174] [16-1189] [Entered: 07/13/2016 11:00 AM]
103
07/13/2016
ATTORNEY, Matthew J. Porpora for Barclays Bank PLC, in case 16-1189, [99], ADDED.[1814178] [16-1189] [Entered: 07/13/2016 11:01 AM]
104
07/14/2016
MOTION, to extend time, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 07/14/2016 by CM/ECF. [1815640] [16-1189] [Entered: 07/14/2016 01:07 PM]
109
07/21/2016
MOTION ORDER, granting motion to extend time [104] filed by Appellant Charles Schwab & Co., Inc., Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Advisor Cash Reserves, Schwab YieldPlus Fund, Charles Schwab Bank, N.A., Schwab YieldPlus Fund Liquidation Trust and Charles Schwab Corporation, by RKW, FILED. [1821828][109] [16-1189] [Entered: 07/21/2016 01:42 PM]
110
10/14/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF. [1884288] [16-1189] [Entered: 10/14/2016 11:15 AM]
111
10/14/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Total Bond Market Fund, Schwab Short-Term Bond Market Fund, Schwab Retirement Advantage Money Fund, Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF. [1884295] [16-1189] [Entered: 10/14/2016 11:17 AM]
112
10/14/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Bank PLC and HSBC Holdings PLC, FILED. Service date 10/14/2016 by CM/ECF. [1884327] [16-1189] [Entered: 10/14/2016 11:35 AM]
113
10/14/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HSBC Bank PLC and HSBC Holdings PLC, FILED. Service date 10/14/2016 by CM/ECF. [1884484] [16-1189] [Entered: 10/14/2016 12:52 PM]
115
10/14/2016
ATTORNEY, Eric F. Citron for Schwab Cash Reserves Schwab Total Bond Market Fund Schwab Short-Term Bond Market Fund Schwab Value Advantage Money Fund Schwab U.S. Dollar Liquid Assets Fund Schwab Retirement Advantage Money Fund Charles Schwab Corporation Charles Schwab & Co., Inc. Schwab Money Market Fund Schwab YieldPlus Fund Liquidation Trust Charles Schwab Bank, N.A. Schwab Advisor Cash Reserves Schwab YieldPlus Fund Schwab Investor Money Fund, in case 16-1189, [110], ADDED.[1884588] [16-1189] [Entered: 10/14/2016 02:16 PM]
116
10/14/2016
ATTORNEY, Thomas C. Goldstein for Schwab Cash Reserves Schwab Total Bond Market Fund Schwab Short-Term Bond Market Fund Schwab Value Advantage Money Fund Schwab U.S. Dollar Liquid Assets Fund Schwab Retirement Advantage Money Fund Charles Schwab Corporation Charles Schwab & Co., Inc. Schwab Money Market Fund Schwab YieldPlus Fund Liquidation Trust Charles Schwab Bank, N.A. Schwab Advisor Cash Reserves Schwab YieldPlus Fund Schwab Investor Money Fund, in case 16-1189, [111], ADDED.[1884593] [16-1189] [Entered: 10/14/2016 02:20 PM]
117
10/14/2016
ATTORNEY, R. James Jude DeRose III for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [112], ADDED.[1884605] [16-1189] [Entered: 10/14/2016 02:26 PM]
118
10/14/2016
ATTORNEY, Gregory Thomas Casamento for HSBC Holdings PLC HSBC Bank PLC, in case 16-1189, [113], ADDED.[1884607] [16-1189] [Entered: 10/14/2016 02:27 PM]
119
10/14/2016
JOINT APPENDIX, volume 1 of 6, (pp. 1-296), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884991] [16-1189] [Entered: 10/14/2016 08:43 PM]
120
10/14/2016
JOINT APPENDIX, volume 2 of 6, (pp. 297-592), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884993] [16-1189] [Entered: 10/14/2016 08:55 PM]
121
10/14/2016
JOINT APPENDIX, volume 3 of 6, (pp. 593-868), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884994] [16-1189] [Entered: 10/14/2016 09:03 PM]
122
10/14/2016
JOINT APPENDIX, volume 4 of 6, (pp. 869-1136), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884995] [16-1189] [Entered: 10/14/2016 09:08 PM]
123
10/14/2016
JOINT APPENDIX, volume 5 of 6, (pp. 1137-1360), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884996] [16-1189] [Entered: 10/14/2016 09:12 PM]
124
10/14/2016
JOINT APPENDIX, volume 6 of 6, (pp. 1361-1533), on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884997] [16-1189] [Entered: 10/14/2016 09:15 PM]
125
10/14/2016
SPECIAL APPENDIX, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884998] [16-1189] [Entered: 10/14/2016 09:17 PM]
126
10/14/2016
SPECIAL APPENDIX, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1884999] [16-1189] [Entered: 10/14/2016 09:19 PM]
127
10/14/2016
BRIEF, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 10/14/2016 by CM/ECF.[1885001] [16-1189] [Entered: 10/14/2016 10:15 PM]
134
10/28/2016
MOTION, to hold appeal in abeyance, on behalf of Appellee Lloyds Banking Group PLC and HBOS PLC, FILED. Service date 10/28/2016 by CM/ECF. [1895297] [16-1189] [Entered: 10/28/2016 04:06 PM]
136
10/28/2016
LR 31.2 SCHEDULING NOTIFICATION, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, informing Court of proposed due date 01/13/2017, RECEIVED. Service date 10/28/2016 by CM/ECF.[1895319] [16-1189] [Entered: 10/28/2016 04:15 PM]
138
10/31/2016
SO-ORDERED SCHEDULING NOTIFICATION, setting Appellee HBOS PLC and Lloyds Banking Group PLC Brief due date as 01/13/2017, FILED.[1896223] [16-1189] [Entered: 10/31/2016 01:52 PM]
140
11/10/2016
OPPOSITION TO MOTION, to hold appeal in abeyance [134], on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 11/10/2016 by CM/ECF. [1904656] [16-1189] [Entered: 11/10/2016 12:12 PM]
144
11/16/2016
MOTION ORDER, denying motion to hold appeal in abeyance [134] filed by Appellee HBOS PLC and Lloyds Banking Group PLC, by RKW, FILED. [1907798][144] [16-1189] [Entered: 11/16/2016 09:56 AM]
145
11/16/2016
CERTIFIED ORDER, dated 11/16/2016, to SDNY (NEW YORK CITY), ISSUED.[1907802] [16-1189] [Entered: 11/16/2016 09:59 AM]
146
11/22/2016
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Credit Suisse Group AG, FILED. Service date 11/22/2016 by CM/ECF. [1912974] [16-1189] [Entered: 11/22/2016 05:26 PM]
147
11/22/2016
ATTORNEY, Adam Mintz for Credit Suisse Group AG, in case 16-1189, [146], ADDED.[1912978] [16-1189] [Entered: 11/22/2016 05:30 PM]
148
01/13/2017
BRIEF, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 01/13/2017 by CM/ECF. [1947894] [16-1189] [Entered: 01/13/2017 04:51 PM]
149
01/13/2017
LETTER, dated 01/13/2017, informing the court that the JPMorgan Defendants join the Brief for Defendants-Appellees, which was filed by HBOS PLC and Lloyds Banking Group PLC, on behalf of Appellee JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., RECEIVED. Service date 01/13/2017 by CM/ECF.[1947957] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 07:42 PM]
150
01/13/2017
LETTER, dated 01/13/2017, informing the court that the Royal Bank of Scotland Group plc hereby joins in the Brief of Defendants-Appellees, on behalf of Appellee The Royal Bank of Scotland Group PLC, RECEIVED. Service date 01/13/2017 by CM/ECF.[1947961] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 08:15 PM]
151
01/13/2017
LETTER, dated 01/13/2017, informing the court that UBS AG joins the Brief for Defendants-Appellees, on behalf of Appellee UBS AG, RECEIVED. Service date 01/13/2017 by CM/ECF.[1947962] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 08:50 PM]
152
01/13/2017
LETTER, dated 01/13/2017, informing the court that Deutsche Bank AG joins the Brief for Defendants-Appellees, which was filed by HBOS PLC and Lloyds Banking Group PLC, on behalf of Appellee Deutsche Bank AG, RECEIVED. Service date 01/13/2017 by CM/ECF.[1947964] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 08:57 PM]
153
01/13/2017
LETTER, dated 01/13/2017, informing the court that Citi Defendants join in Brief for Defendants-Appellees, which was filed by HBOS PLC and Lloyds Banking Group PLC, on behalf of Appellee Citibank, N.A. and Citigroup Inc., RECEIVED. Service date 01/13/2017 by CM/ECF.[1947966] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 09:20 PM]
155
01/13/2017
LETTER, dated 01/13/2017, informing the court that RBC joins the Brief for Defendants-Appellees, which was filed by HBOS PLC and Lloyds Banking Group PLC, on behalf of Appellee Royal Bank of Canada, RECEIVED. Service date 01/13/2017 by CM/ECF.[1947969] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/13/2017 09:58 PM]
158
01/17/2017
LETTER, dated 01/17/2017, informing the court that Bank of America Defendants join the Brief for Defendants-Appellees, which was filed by HBOS plc and Lloyds Banking Group plc on January 13, 2017, on behalf of Appellee Bank of America Corporation and Bank of America, N.A., RECEIVED. Service date 01/17/2017 by CM/ECF.[1948090] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/17/2017 09:06 AM]
159
01/17/2017
LETTER, dated 01/17/2017, informing the court that Rabobank joins the Brief for Defendants-Appellees, which was filed by HBOS plc and Lloyds Banking Group on January 13, 2017, on behalf of Appellee Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., RECEIVED. Service date 01/17/2017 by CM/ECF.[1948600] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/17/2017 12:40 PM]
161
01/17/2017
LETTER, dated 01/17/2017, informing the court that Credit Suisse Group AG joins in the Brief for Defendants-Appellees, which was filed by HBOS plc and Lloyds Banking Group plc on January 13, 2017, on behalf of Appellee Credit Suisse Group AG, RECEIVED. Service date 01/17/2017 by CM/ECF.[1948767] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/17/2017 02:29 PM]
163
01/17/2017
LETTER, dated 01/17/2017, informing the court that Norinchukin joins in the Brief filed January 13, 2017 by HBOS PLC and Lloyds Banking Group, on behalf of Appellee The Norinchukin Bank, RECEIVED. Service date 01/17/2017 by CM/ECF.[1948850] [16-1189]--[Edited 01/17/2017 by DH] [Entered: 01/17/2017 03:12 PM]
164
01/17/2017
LETTER, dated 01/17/2017, informing the Court that Barclays Bank PLC joins the Brief for Defendants-Appellees, on behalf of Appellee Barclays Bank PLC, RECEIVED. Service date 01/17/2017 by CM/ECF.[1949146] [16-1189]--[Edited 01/18/2017 by DH] [Entered: 01/17/2017 06:24 PM]
165
01/18/2017
MOTION, to extend time, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 01/18/2017 by CM/ECF. [1949619] [16-1189] [Entered: 01/18/2017 11:50 AM]
167
01/18/2017
ACKNOWLEDGMENT AND NOTICE OF APPEARANCE, on behalf of Appellee UBS AG, FILED. Service date 01/18/2017 by CM/ECF.[1950111] [16-1189] [Entered: 01/18/2017 06:05 PM]
168
01/18/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee UBS AG, FILED. Service date 01/18/2017 by CM/ECF. [1950112] [16-1189] [Entered: 01/18/2017 06:09 PM]
169
01/18/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee UBS AG, FILED. Service date 01/18/2017 by CM/ECF. [1950113] [16-1189] [Entered: 01/18/2017 06:15 PM]
170
01/18/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee UBS AG, FILED. Service date 01/18/2017 by CM/ECF. [1950115] [16-1189] [Entered: 01/18/2017 06:22 PM]
171
01/18/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee UBS AG, FILED. Service date 01/18/2017 by CM/ECF. [1950117] [16-1189] [Entered: 01/18/2017 06:25 PM]
173
01/19/2017
MOTION ORDER, granting motion to extend time [165] filed by Appellant Charles Schwab & Co., Inc., Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Advisor Cash Reserves, Schwab YieldPlus Fund, Charles Schwab Bank, N.A., Schwab YieldPlus Fund Liquidation Trust and Charles Schwab Corporation, FILED. [1950306][173] [16-1189] [Entered: 01/19/2017 10:00 AM]
174
01/19/2017
ATTORNEY, Peter Sullivan for UBS AG, in case 16-1189, [168], ADDED.[1950330] [16-1189] [Entered: 01/19/2017 10:15 AM]
175
01/19/2017
ATTORNEY, Mark A. Kirsch for UBS AG, in case 16-1189, [169], ADDED.[1950341] [16-1189] [Entered: 01/19/2017 10:21 AM]
176
01/19/2017
ATTORNEY, Jefferson E. Bell for UBS AG, in case 16-1189, [170], ADDED.[1950424] [16-1189] [Entered: 01/19/2017 10:57 AM]
177
01/19/2017
ATTORNEY, Lawrence J. Zweifach for UBS AG, in case 16-1189, [171], ADDED.[1950427] [16-1189] [Entered: 01/19/2017 11:01 AM]
178
01/20/2017
NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of, The Institute of International Bankers and the Clearing House Association L.L.C., FILED. Service date 01/20/2017 by CM/ECF. [1951915] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/20/2017 06:06 PM]
179
01/20/2017
NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of, The International Bankers and the Clearing House Association L.L.C., FILED. Service date 01/20/2017 by CM/ECF. [1951916] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/20/2017 06:07 PM]
180
01/20/2017
NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of, The Institute of International Bankers and the Clearing House Associatin L.L.C., FILED. Service date 01/20/2017 by CM/ECF. [1951917] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/20/2017 06:08 PM]
181
01/20/2017
AMICUS BRIEF, Institute of International Bankers and The Clearing House Association L.L.C., FILED. Service date 01/20/2017 by CM/ECF. [1951919] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/20/2017 06:17 PM]
182
01/25/2017
NEW PARTY, Amicus Curiae Institute of International Bankers and Clearing House Association L.L.C., ADDED.[1954764] [16-1189] [Entered: 01/25/2017 02:29 PM]
183
01/25/2017
DEFECTIVE DOCUMENT, NOTICE OF APPEARANCE AS AMICUS COUNSEL AND AMICUS BRIEF, [181], [180], [179], on behalf of Amicus Curiae Clearing House Association L.L.C. and Institute of International Bankers, FILED.[1954775] [16-1189] [Entered: 01/25/2017 02:37 PM]
184
01/25/2017
NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of, The Institute of International Bankers and the Clearing House Association, L.L.C., FILED. Service date 01/25/2017 by CM/ECF. [1954832] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/25/2017 03:05 PM]
185
01/25/2017
NOTICE OF APPEARANCE AS AMICUS COUNSEL, on behalf of, Institute of International Bankers and The Clearing House Association L.L.C., FILED. Service date 01/25/2017 by CM/ECF. [1954839] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/25/2017 03:07 PM]
186
01/25/2017
AMICUS BRIEF, The Institute of International Bankers and The Clearing House Association L.L.C., FILED. Service date 01/23/2017 by CM/ECF. [1954937] [16-1189]--[Edited 01/25/2017 by DH] [Entered: 01/25/2017 03:43 PM]
187
01/25/2017
CURED DEFECTIVE NOTICE OF APPEARANCE AS AMICUS COUNSEL AND AMICUS BRIEF [183], [184], [185], [186], on behalf of Amicus Curiae Clearing House Association L.L.C. and Institute of International Bankers, FILED.[1954978] [16-1189] [Entered: 01/25/2017 03:59 PM]
188
01/25/2017
ATTORNEY, Edmund Scott Sauer for Institute of International Bankers Clearing House Association L.L.C., in case 16-1189, [184], ADDED.[1954983] [16-1189] [Entered: 01/25/2017 04:03 PM]
189
01/25/2017
ATTORNEY, Virginia Blair Druhan Bullock for Institute of International Bankers Clearing House Association L.L.C., in case 16-1189, [185], ADDED.[1955007] [16-1189] [Entered: 01/25/2017 04:14 PM]
190
01/26/2017
DEFECTIVE DOCUMENT, BRIEF, [148], on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED.[1955595] [16-1189] [Entered: 01/26/2017 01:01 PM]
191
01/26/2017
BRIEF, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 01/26/2017 by CM/ECF. [1955920] [16-1189] [Entered: 01/26/2017 03:58 PM]
192
01/27/2017
ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Neal Katyal, Esq. for Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 01/27/2017 by CM/ECF. [1956612] [16-1189] [Entered: 01/27/2017 12:44 PM]
194
01/27/2017
ORAL ARGUMENT STATEMENT LR 34.1 (a), on behalf of filer Attorney Mr. Thomas C. Goldstein, Esq. for Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 01/27/2017 by CM/ECF. [1956998] [16-1189] [Entered: 01/27/2017 05:03 PM]
195
01/30/2017
CURED DEFECTIVE BRIEF [190], [191], on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED.[1958092] [16-1189] [Entered: 01/30/2017 04:44 PM]
198
02/09/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 02/09/2017 by CM/ECF. [1965438] [16-1189] [Entered: 02/09/2017 02:31 PM]
199
02/09/2017
ATTORNEY, Charles Hardy Davis for Schwab Value Advantage Money Fund Schwab Cash Reserves Schwab U.S. Dollar Liquid Assets Fund Schwab Retirement Advantage Money Fund Charles Schwab & Co., Inc. Schwab Total Bond Market Fund Schwab Money Market Fund Schwab Short-Term Bond Market Fund Schwab YieldPlus Fund Liquidation Trust Schwab Advisor Cash Reserves Schwab YieldPlus Fund Schwab Investor Money Fund, in case 16-1189, [198], ADDED.[1965456] [16-1189] [Entered: 02/09/2017 03:02 PM]
200
02/10/2017
REPLY BRIEF, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 02/10/2017 by CM/ECF. [1966540] [16-1189] [Entered: 02/10/2017 09:01 PM]
201
02/10/2017
CORRECTED BRIEF, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, FILED. Service date 02/10/2017 by CM/ECF. [1966541] [16-1189] [Entered: 02/10/2017 09:07 PM]
202
02/13/2017
LETTER, dated 02/10/2017, regarding corrected brief, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Charles Schwab Corporation, Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, RECEIVED. Service date 02/10/2017 by CM/ECF.[1967237] [16-1189]--[Edited 02/13/2017 by DH] [Entered: 02/13/2017 01:18 PM]
205
02/24/2017
LETTER, dated 02/24/2017, informing the Court that the U.S. Supreme Court has set the case of Bristol-Myers Squibb v. Superior Court of California, No. 16-466, for argument on April 25, 2017. A decision is expected by the end of June 2017, on behalf of Appellee Lloyds Banking Group PLC and HBOS PLC, RECEIVED. Service date 02/24/2017 by CM/ECF.[1976758] [16-1189]--[Edited 02/27/2017 by DH] [Entered: 02/24/2017 05:38 PM]
207
02/28/2017
LETTER, dated 02/28/2017, regarding letter in response to Defendants-Appellees request to delay oral argument, on behalf of Appellant Charles Schwab & Co., Inc., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund and Schwab YieldPlus Fund Liquidation Trust, RECEIVED. Service date 02/28/2017 by CM/ECF.[1978303] [16-1189]--[Edited 02/28/2017 by DH] [Entered: 02/28/2017 11:47 AM]
209
03/14/2017
LETTER, dated 03/13/2017, informing the court of the withdrawing as lead counsel by Attorney Joel S. Sanders, on behalf of Appellee UBS AG, RECEIVED. Service date 03/14/2017 by CM/ECF.[1988465] [16-1189]--[Edited 03/15/2017 by DH] [Entered: 03/14/2017 12:28 AM]
212
03/28/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, FILED. Service date 03/28/2017 by CM/ECF. [1998744] [16-1189] [Entered: 03/28/2017 10:16 AM]
213
03/28/2017
ATTORNEY, Allison Turbiville for HBOS PLC Lloyds Banking Group PLC, in case 16-1189, [212], ADDED.[1999535] [16-1189] [Entered: 03/28/2017 04:30 PM]
215
04/06/2017
LETTER, dated 04/06/2017, regarding Attorney Andrew C. Finch withdrawing as lead counsel, on behalf of Appellee Deutsche Bank AG, RECEIVED. Service date 04/06/2017 by CM/ECF.[2006293] [16-1189]--[Edited 04/07/2017 by DH] [Entered: 04/06/2017 07:51 PM]
216
04/07/2017
ATTORNEY, Andrew C. Finch, for Deutsche AG, TERMINATED.[2006667] [16-1189] [Entered: 04/07/2017 11:46 AM]
217
04/10/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Deutsche Bank AG, FILED. Service date 04/10/2017 by CM/ECF. [2008282] [16-1189] [Entered: 04/10/2017 04:11 PM]
218
04/11/2017
ATTORNEY, Aidan Synnott for Deutsche Bank AG, in case 16-1189, [217], ADDED.[2008565] [16-1189] [Entered: 04/11/2017 09:37 AM]
219
04/11/2017
LETTER, dated 04/11/2017, regarding oral argument availability, on behalf of Appellee HBOS PLC and Lloyds Banking Group PLC, RECEIVED. Service date 04/11/2017 by CM/ECF.[2009297] [16-1189]--[Edited 04/11/2017 by DH] [Entered: 04/11/2017 04:47 PM]
222
06/08/2017
LETTER, on behalf of Appellee HBOS plc and Lloyds Banking Group plc, RECEIVED. Service date 06/08/2017 by CM/ECF.[2054296] [16-1189] [Entered: 06/08/2017 03:55 PM]
227
06/23/2017
FRAP 28(j) LETTER, dated 06/23/2017, on behalf of Appellee Lloyds Banking Group plc and HBOS plc, RECEIVED. Service date 06/23/2017 by CM/ECF.[2065358] [16-1189] [Entered: 06/23/2017 03:39 PM]
229
06/27/2017
FRAP 28(j) LETTER, dated 06/27/2017, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund, Schwab YieldPlus Fund Liquidation Trust and The Charles Schwab Corporation, RECEIVED. Service date 06/27/2017 by CM/ECF.[2066935] [16-1189] [Entered: 06/27/2017 11:57 AM]
231
07/18/2017
CASE CALENDARING, for the week of 09/25/2017, A, PROPOSED.[2080690] [16-1189] [Entered: 07/18/2017 10:31 AM]
232
07/20/2017
LETTER, on behalf of Appellee HBOS plc and Lloyds Banking Group plc, RECEIVED. Service date 07/20/2017 by CM/ECF.[2082654] [16-1189] [Entered: 07/20/2017 10:09 AM]
236
07/20/2017
LETTER, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund, Schwab YieldPlus Fund Liquidation Trust and The Charles Schwab Corporation, RECEIVED. Service date 07/20/2017 by CM/ECF.[2083314] [16-1189] [Entered: 07/20/2017 05:43 PM]
242
08/16/2017
CASE CALENDARING, for argument on 09/25/2017 A-Panel, SET.[2102496] [16-1189] [Entered: 08/16/2017 04:42 PM]
243
08/17/2017
ARGUMENT NOTICE, to attorneys/parties, TRANSMITTED.[2103559] [16-1189] [Entered: 08/17/2017 03:59 PM]
244
08/21/2017
NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellee HBOS plc and Lloyds Banking Group plc, FILED. Service date 08/21/2017 by CM/ECF. [2105298] [16-1189] [Entered: 08/21/2017 09:52 AM]
246
08/31/2017
NOTICE OF HEARING DATE ACKNOWLEDGMENT, on behalf of Appellant Charles Schwab & Co., Inc., Charles Schwab Bank, N.A., Schwab Advisor Cash Reserves, Schwab Cash Reserves, Schwab Investor Money Fund, Schwab Money Market Fund, Schwab Retirement Advantage Money Fund, Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Value Advantage Money Fund, Schwab YieldPlus Fund, Schwab YieldPlus Fund Liquidation Trust and The Charles Schwab Corporation, FILED. Service date 08/31/2017 by CM/ECF. [2114385] [16-1189] [Entered: 08/31/2017 09:19 AM]
247
09/11/2017
NOTICE OF APPEARANCE AS ADDITIONAL COUNSEL, on behalf of Appellee Cooperatieve Rabobank U.A., FILED. Service date 09/11/2017 by CM/ECF. [2121369] [16-1189] [Entered: 09/11/2017 02:41 PM]
248
02/14/2018
ATTORNEY, Thomas C. Rice, for Appellee JPMorgan Chase & Co. and JPMorgan Chase Bank, N.A., TERMINATED.[2235432] [16-1189]
256
02/23/2018
OPINION, affirming in part, vacating in part and remanding for further proceedings, by DAL, GEL, DC, FILED.[2242074] [16-1189] [Entered: 02/23/2018 09:31 AM]
259
02/23/2018
CERTIFIED ORDER, dated 02/23/2018, to SDNY (NEW YORK CITY), ISSUED.[2242196] [16-1189] [Entered: 02/23/2018 10:15 AM]
261
02/23/2018
JUDGMENT, FILED.[2242501] [16-1189] [Entered: 02/23/2018 12:03 PM]
262
03/16/2018
JUDGMENT MANDATE, ISSUED.[2258862] [16-1189] [Entered: 03/16/2018 03:26 PM]
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