United States Securities & Exchange Commission v. Kellogg

Northern District of Illinois, ilnd-1:2016-cv-05384

MOTION by Plaintiff United States Securities & Exchange Commission for judgment By Consent Against Defendant Eric J. Kellogg

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Case: 1:16-cv-05384 Document #: 4 Filed: 05/19/16 Page 1 of 3 PageID #:24 UNITED STATES DISTRICT COURT NORTHERN DISTRICT OF ILLINOIS EASTERN DIVISION U.S. SECURITIES AND EXCHANGE) COMMISSION,)) Plaintiff,)) v.)) Case No. 16-cv-5384 ERIC J. KELLOGG,)) Defendant.)) ________________________________________________________________________ PLAINTIFF'S MOTION FOR ENTRY OF FINAL JUDGMENT BY CONSENT AGAINST DEFENDANT ERIC J. KELLOGG Plaintiff, U.S. Securities and Exchange Commission (the "SEC"), respectfully moves this Court for entry of Final Judgment by consent against Defendant Eric J. Kellogg ("Kellogg"). The SEC has filed a civil complaint against Kellogg. (See Docket Entry No. 1) Kellogg has agreed to resolve this matter by the entry of a final judgment. (See Exhibit A, Consent of Eric J Kellogg). Accordingly, the SEC now submits a proposed Final Judgment against Kellogg. (See Exhibit B, proposed Final Judgment as to Kellogg). WHEREFORE, the SEC respectfully requests that this Court: (i) grant this motion; (ii) enter a Final Judgment by consent against Defendant Eric J. Kellogg; and (iii) award such other and further relief as this Court deems just. Case: 1:16-cv-05384 Document #: 4 Filed: 05/19/16 Page 2 of 3 PageID #:25 Dated: May 19, 2016 Respectfully submitted, /s/Eric M. Phillips_____________________ Eric M. Phillips U.S. Securities and Exchange Commission 175 W. Jackson Blvd., Suite 900 Chicago, Illinois 60604 (312) 353-7390 Attorneys for the Plaintiff, the United States Securities and Exchange Commission 2 Case: 1:16-cv-05384 Document #: 4 Filed: 05/19/16 Page 3 of 3 PageID #:26 CERTIFICATE OF SERVICE I, Eric M. Phillips, an attorney, being duly sworn, state on oath that on May 19, 2016, I caused Plaintiff's Motion for Entry of Final Judgment by Consent Against Defendant Eric J. Kellogg to be served upon the following counsel by email at: Tiffany M. Ferguson T.M. Ferguson & Co. 222 South Morgan Street, Suite 3B Chicago, IL 60607 tm@tmfergusonandco.com Attorney for Defendant Eric J. Kellogg /s/ Eric M. Phillips_______________ Eric M. Phillips 3